Cody Lummus
Delos Wealth Advisors, LLC (DBA Delos Capital Advisors)
1845 Woodall Rodgers Fwy
Suite 1000
Dallas, TX 75201
Telephone: 972-810-1610
August 1, 2025
FORM ADV PART 2B BROCHURE SUPPLEMENT
This brochure supplement provides information about Cody Lummus that supplements the Delos Wealth Advisors, LLC (DBA Delos Capital Advisors) brochure. You should have received a copy of that brochure. Contact us at 972- 810-1610 if you did not receive Delos Wealth Advisors, LLC's (DBA Delos Capital Advisors) brochure or if you have any questions about the contents of this supplement.
Additional information about Cody Lummus (CRD # 5565377) is available on the SEC's website at www.adviserinfo.sec.gov.
Item 2 Educational Background and Business Experience
Cody Lummus
Year of Birth: 1985
Formal Education After High School:
< >Texas Tech University, BS Finance, 2008Business Background: < >Delos Wealth Advisors, LLC (DBA Delos Capital Advisors), Managing Member/Chief Compliance Officer/Chief Executive Officer/IAR, 03/2020 - PresentDelos Capital Advisors, LLC, Managing Member/Partner, 03/2019 - PresentDelos Risk Management, LLC, Managing Member/Partner, 03/2020 - PresentDelos Asset Management, LLC, Managing Member/Partner; 03/2020 - Present Lear Investment Management, Investment Adviser Representative/Director of Portfolio Strategies, 8/2016 - 03/2019Wells Fargo Advisors LLC, Registered Representative/Investment Adviser Representative, 9/2008 - 8/2016Form ADV Part 2B requires disclosure of certain criminal or civil actions, administrative proceedings, and self-regulatory organization proceedings, as well as certain other proceedings related to suspension or revocation of a professional attainment, designation, or license. Mr. Cody Lummus has no required disclosures under this item.
Item 4 Other Business Activities
Cody Lummus is not actively engaged in any other business or occupation (investment-related or otherwise) beyond his capacity as Managing Member /Chief Executive Officer/IAR of Delos Capital Advisors. Moreover, Mr. Lummus does not receive any commissions, bonuses or other compensation based on the sale of securities or other investment products.
Item 5 Additional Compensation
Cody Lummus does not receive any additional compensation beyond that received as an Managing Member /Chief Executive Officer/IAR of Delos Capital Advisors.
Item 6 Supervision
Cody Lummus is supervised by the Chief Compliance Officer, Wesley McDowell. Mr. McDowell supervises Mr. Lummus consistent with requirements in the Code of Ethics, Compliance Manual, and is regulated by all applicable federal and state laws, rules, and statutes in keeping with the highest levels of professional and ethical standards. Wesley McDowell can be contacted at (214) 871-5249.
Etai Groff
Delos Wealth Advisors, LLC (DBA Delos Capital Advisors)
1845 Woodall Rodgers Fwy
Suite 1000
Dallas, TX 75201
Telephone: 972-810-1610
August 1, 2025
FORM ADV PART 2B BROCHURE SUPPLEMENT
This brochure supplement provides information about Etai Groff that supplements the Delos Wealth Advisors, LLC (DBA Delos Capital Advisors) brochure. You should have received a copy of that brochure. Contact us at 972-810-1610 if you did not receive Delos Wealth Advisors, LLC's (DBA Delos Capital Advisors) brochure or if you have any questions about the contents of this supplement.
Additional information about Etai Groff (CRD # 7243834) is available on the SEC's website at www.adviserinfo.sec.gov.
Item 2 Educational Background and Business Experience
Etai Groff
Year of Birth: 1998
Formal Education After High School:
< >University of Arizona, BS Personal and Family Financial Planning; Minor: Marketing, 2023Business Background:< >Delos Wealth Advisors, LLC (DBA Delos Capital Advisors), Investment Advisor Representative, 06/2023 – PresentWaldron Private Wealth, Wealth Planning Intern, 2022Northwestern Mutual, Financial Advisor Intern, 2020Form ADV Part 2B requires disclosure of certain criminal or civil actions, administrative proceedings, and self-regulatory organization proceedings, as well as certain other proceedings related to suspension or revocation of a professional attainment, designation, or license. Mr. Etai Groff has no required disclosures under this item.
Item 4 Other Business Activities
Etai Groff is not actively engaged in any other business or occupation (investment-related or otherwise) beyond his capacity as Investment Advisor Representative of Delos
Wealth Advisors, LLC. Moreover, Mr. Groff does not receive any commissions, bonuses or other compensation based on the sale of securities or other investment products.
Item 5 Additional Compensation
Etai Groff does not receive any additional compensation beyond that received as an Investment Advisor Representative of Delos Capital Advisors
Item 6 Supervision
Etai Groff is supervised by the Chief Compliance Officer, Wesley McDowell. Mr. McDowell supervises Mr. Groff consistent with requirements in the Code of Ethics, Compliance Manual, and is regulated by all applicable federal and state laws, rules, and statutes in keeping with the highest levels of professional and ethical standards. Wesley McDowell can be contacted at (214)871-5249.
Andrew H. Smith
Delos Wealth Advisors, LLC (DBA Delos Capital Advisors)
1845 Woodall Rodgers Fwy
Suite 1000
Dallas, TX 75201
Telephone: 972-810-1610
August 1, 2025
FORM ADV PART 2B BROCHURE SUPPLEMENT
This brochure supplement provides information about Andrew H. Smith that supplements the Delos Wealth Advisors, LLC (DBA Delos Capital Advisors) brochure. You should have received a copy of that brochure. Contact us at 972- 810-1610 if you did not receive Delos Wealth Advisors, LLC's (DBA Delos Capital Advisors) brochure or if you have any questions about the contents of this supplement.
Additional information about Andrew H. Smith (CRD # 6571553) is available on the SEC's website at www.adviserinfo.sec.gov.
Item 2 Educational Background and Business Experience
Andrew H. Smith
Year of Birth: 1986
Formal Education After High School:
< >Southern Methodist University, Bachelors of Science in Economics and Financial Applications, 2011Business Background: < >Delos Wealth Advisors, LLC (DBA Delos Capital Advisors), Managing Member/Chief Investment Strategist, 3/2019 - PresentDelos Capital Advisors, LLC, Managing Member/Partner, 03/2019 - PresentDelos Risk Management, LLC, Managing Member/Partner, 03/2020 - PresentDelos Asset Management, LLC, Managing Member/Partner; 03/2020 - Present Lear Investment Management, Research Analyst, 3/2018 - 3/2019BOK Financial Securities, Inc., Securities Sales Support Specialist/Registered Representative, 10/2015 - 3/2018BOKF, NA, Investment Associate, 10/2015 - 3/2018The Northern Trust Company, Senior Analyst, 5/2013 - 10/2015Form ADV Part 2B requires disclosure of certain criminal or civil actions, administrative proceedings, and self-regulatory organization proceedings, as well as certain other proceedings related to suspension or revocation of a professional attainment, designation, or license. Mr. Andrew H.
Smith has no required disclosures under this item.
Item 4 Other Business Activities
Andrew H. Smith is not actively engaged in any other business or occupation (investment-related or otherwise) beyond his capacity as Managing Member/Chief Investment Strategist of Delos
Wealth Advisors, LLC. Moreover, Mr. Smith does not receive any commissions, bonuses or other compensation based on the sale of securities or other investment products.
Item 5 Additional Compensation
Andrew H. Smith does not receive any additional compensation beyond that received as an Managing Member/Chief Investment Strategist of Delos Capital Advisors.
Item 6 Supervision
Andrew Smith is supervised by the Chief Compliance Officer, Wesley McDowell. Mr. McDowell supervises Mr. Smith consistent with requirements in the Code of Ethics, Compliance Manual, and is regulated by all applicable federal and state laws, rules, and statutes in keeping with the highest levels of professional and ethical standards. Wesley McDowell can be contacted at (214)871-5249.
Thomas P. Keeling
Delos Wealth Advisors, LLC (DBA Delos Capital Advisors)
1845 Woodall Rodgers Fwy
Suite 1000
Dallas, TX 75201
Telephone: 972-810-1610
August 1, 2025
FORM ADV PART 2B BROCHURE SUPPLEMENT
This brochure supplement provides information about Thomas P. Keeling that supplements the Delos Wealth Advisors, LLC (DBA Delos Capital Advisors) brochure. You should have received a copy of that brochure. Contact us at 972- 810-1610 if you did not receive Delos Wealth Advisors, LLC's (DBA Delos Capital Advisors) brochure or if you have any questions about the contents of this supplement.
Additional information about Thomas P. Keeling (CRD # 6842342) is available on the SEC's website at www.adviserinfo.sec.gov.
Item 2 Educational Background and Business Experience
Thomas P. Keeling
Year of Birth: 1988
Formal Education After High School:
< >Oklahoma State University, BS Economics, 2010Business Background:< >Delos Wealth Advisors, LLC (DBA Delos Capital Advisors), Associate, 5/2019 - PresentRobert W. Baird & Co. Incorporated , Financial Advisor in Training/IAR/RR, 8/2017 - 4/2019Stryker Orthopedics, Associate Sales Representative, 10/2016 - 8/2017Appalachian Mineral Partners, Buyer, 3/2014 - 10/2016Atlanta Braves, Player, 6/2013 - 3/2014Milwaukee Brewers, Player, 7/2010 - 6/2013Form ADV Part 2B requires disclosure of certain criminal or civil actions, administrative proceedings, and self-regulatory organization proceedings, as well as certain other proceedings related to suspension or revocation of a professional attainment, designation, or license. Mr. Thomas P. Keeling has no required disclosures under this item.
Item 4 Other Business Activities
Thomas P. Keeling is not actively engaged in any other business or occupation (investment-related or otherwise) beyond his capacity as Associate of Delos Capital Advisors. Moreover, Mr. Keeling does not receive any commissions, bonuses or other compensation based on the sale of securities or other investment products.
Item 5 Additional Compensation
Thomas P. Keeling does not receive any additional compensation beyond that received as an Associate of Delos Capital Advisors.
Item 6 Supervision
Thomas Keeling is supervised by the Chief Compliance Officer, Wesley McDowell. Mr. McDowell supervises Mr. Keeling consistent with requirements in the Code of Ethics, Compliance Manual, and is regulated by all applicable federal and state laws, rules, and statutes in keeping with the highest levels of professional and ethical standards. Wesley McDowell can be contacted at (214)871-5249.